- Social Security number, and financial information
- Investment holdings, investment experience and account transactions
- Financial goals and financial history
|Reasons we can share your personal information||Do Fountainhead Capital Management and Fountainhead AM share?||Can you limit this sharing?|
|For our everyday business purposes— such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus||Yes||No|
|For our marketing purposes— to offer our products and services to you||Yes||No|
|For joint marketing with other financial companies||No||We don’t share|
|For our affiliates’ everyday business purposes— information about your transactions and experiences||No||No|
|For our affiliates’ everyday business purposes— information about your creditworthiness||No||We don’t share|
|For nonaffiliates to market to you||No||We don’t share|
Who we are
|Who is providing this notice||Fountainhead Capital Management LLC, Fountainhead AM LLC, and Fountainhead Retirement Services LLC (“Fountainhead”)|
What we do
|How does Fountainhead protect my personal information?||To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. We also restrict access to your personal information to those individuals who need to know the information to provide services and/or products to you.|
|How does Fountainhead collect my personal information?||We collect your personal information, for example, when you
|Why can’t I limit all sharing?||Federal law gives you the right to limit only
|Affiliates||Companies related by common ownership or control. They can be financial and nonfinancial companies.
|Nonaffiliates||Companies not related by common ownership or control. They can be financial and nonfinancial companies.
|Joint marketing||A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
Other important information
|You may have privacy protections under applicable state laws, including those for California residents. To the extent the state laws apply, we will comply with them when we share information about you, and in some case may be limited by you. California Residents: The California Information Privacy Act provides additional protections to control whether we share some of your personal information. In accordance with California law, we will not share information we collect about California residents with outside companies, except as permitted by law, such as with the consent of the customer or to service a customer’s accounts.|
|For Insurance Customers||The term “Information” in this part means customer information obtained in an insurance transaction. We may give your information to state insurance officials, law enforcement, group policy holdings about claims experience or auditors as the law allows or requires. We may give your information to insurance support companies that may keep it or give it to others. We may share medical information so we can learn if you qualify for coverage, process claims or prevent fraud or if you say we can. To see your information, email [email protected]|
|Questions?||Call 732.346.1900 or email [email protected]|